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)!Allison Transmission Holdings Inc10-Q
10/31/2017+#ALLISON TRANSMISSION HOLDINGS, INC. Delaware
26-0414014
(State of Incorporation)
(I.R.S. EmployerIdentification Number)
One Allison Way
~
:Indianapolis, IN0((Address of Principal Executive Offices)
(Zip Code)$____________________________1)Created by Morningstar Document Research.0(http://documentresearch.morningstar.com/.rfZN*nV!o=PF0*8X>
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)!Allison Transmission Holdings Inc10-Q
10/31/2017+#ALLISON TRANSMISSION HOLDINGS, INC. Large accelerated filer ? Accelerated filer ?
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)!Allison Transmission Holdings Inc10-Q
10/31/2017
INDEX Page
%
PART I. FINANCIAL INFORMATION
Item 1.Financial Statements2-18
-%Condensed Consolidated Balance Sheets~
,$Condensed Consolidated Statements of~
Comprehensive Income,$Condensed Consolidated Statements of~
Cash Flows1)Notes to Condensed Consolidated Financial5-18
StatementsItem 2.,$Management?s Discussion and Analysis
19-2980of Financial Condition and Results of OperationsItem 3.0(Quantitative and Qualitative Disclosures
30-31About Market RiskItem 4.Controls and Procedures~
DE
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##$$$%Item 1A.%%Risk Factors%%~
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10/31/2017-%Condensed Consolidated Balance Sheets
September 30, December 31,
~
~
ASSETSCurrent Assets!
Cash and cash equivalents
~
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~
6
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>~
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r~
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"~
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bTOTAL ASSETS~
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,9,,,~
,
1,/-'Commitments and contingencies (see NOTE--------
.N)///0STOCKHOLDERS? EQUITY0000000041,Common stock, $0.01 par value, 1,880,000,00011~
1111~
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10/31/20177/Condensed Consolidated Statements of Cash Flows Nine months ended
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10/31/20171)Recently Issued Accounting Pronouncements
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September 30, 2017
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10/31/20171)Recently Issued Accounting Pronouncements
% Fair Value Measurements Using
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10/31/2017
Interest Rate
September 30, 2017
December 31, 2016
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10/31/2017
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10/31/2017
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dMbP?_*+%,&٭e2?'٭e2?(٭e2?)٭e2?",D/??!ALLISON TRANSMISSION HOLDINGS IALLISON TRANSMISSION (1)INDEX!Condensed Consolidated Balance !Condensed Consolidated StatemenCondensed Consolidated (1)!Recently Issued Accounting PronRecently Issued (1)Recently Issued (2)Recently Issued (3)
Interest RateInterest Rate (1)Interest Rate (2)Interest Rate (3)Interest Rate (4)Interest Rate (5)Interest Rate (6)Interest Rate (7)Interest Rate (8)Interest Rate (9)Interest Rate (10) Claims Disputes and Litigation!Third Quarter Net Sales by End 20 NonGAAP Financial Measures!Comparison of three months ende!24 Comparison of nine months en!26 Liquidity and Capital ResourInterest Rate Risk33 Item 6 ExhibitsU }'}$ }y}
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10/31/2017KCItem 2. Unregistered Sales of Equity Securities and Use of Proceeds
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Dollar Value of Purchased
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Interest RateInterest Rate (1)Interest Rate (2)Interest Rate (3)Interest Rate (4)Interest Rate (5)Interest Rate (6)Interest Rate (7)Interest Rate (8)Interest Rate (9)Interest Rate (10) Claims Disputes and Litigation!Third Quarter Net Sales by End 20 NonGAAP Financial Measures!Comparison of three months ende!24 Comparison of nine months en!26 Liquidity and Capital ResourInterest Rate Risk!Item 2 Unregistered Sales of EqU }I }$ }I;
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10/31/201733 Item 6. Exhibits Exhibit Description
Numberffffff@2*Indenture, dated as of September 26, 2017,
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&between Allison Transmission, Inc. and/'Wilmington Trust, National Association,91as Trustee (including form of Note) (incorporated7/by reference to Exhibit 4.1 to the Registrant?s6.Current Report on Form 8-K filed September 26,~
333333$@/'Incremental Facility Joinder Agreement,5-dated as of September 26, 2017, supplementing2*the Amended and Restated Credit Agreement,5-dated as of September 23, 2016, among Allison,$Transmission Holdings, Inc., Allison4,Transmission, Inc., as Borrower, the several.&banks and other financial institutions5-or entities from time to time parties thereto.&as lenders and Citicorp North America,3+Inc., as Administrative Agent (incorporated80by reference to Exhibit 10.1 to the Registrant?s6.Current Report on Form 8-K filed September 26,Dz lvj^:? ~
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