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%Paratek Pharmaceuticals, Inc.10Q
11/08/2017Boston, MA 02116Large accelerated filer ?Accelerated filer ?
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%Paratek Pharmaceuticals, Inc.10Q
11/08/2017
Balance SheetPage$ PART I FINANCIAL INFORMATION
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%Paratek Pharmaceuticals, Inc.10Q
11/08/2017
Balance Sheet
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11/08/2017
Cash Flows!For the Nine Months Ended
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11/08/2017
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11/08/2017>63. Cash and Cash Equivalents and Marketable SecuritiesAmortized CostUnrealized Gains
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11/08/201734 EXHIBIT INDEX!Incorporated by Reference
Exhibit Exhibit Description Schedule/ File Number Exhibit
Filing Date
No.
Form
@:2Amended and Restated Certificate of Incorporation.Form 8K 00136066@
October 31, 2014
@/'Certificate of Amendment of Amended andForm 8K 00136066 @
October 31, 2014.&Restated Certificate of Incorporation.
ffffff
@$Amended and Restated Bylaws.Form 8K 00136066@
April 16, 2015
ffffff@*"Specimen Common Stock Certificate.Form S3
333201458@
January 12, 2015
@?7Form of Warrant Agreement issued to Hercules TechnologyForm 8K 00136066ffffff@
October 5, 20152*II, L.P. and Hercules Technology III, L.P.
333333@4,Form of Warrant Agreement issued to HerculesForm 8K 00136066ffffff@
December 13, 20163+Technology II, L.P. and Hercules Technology III, L.P.
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April 2, 2015.&to HBM Healthcare Investments (Cayman)Ltd.
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& 10.1*+&0&(Employment Agreement, as amended, by and&&&&&&& &
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3303(between the Company and Douglas W. Pag?n44#4dated as of August 4, 2017.5555555555 5
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%Paratek Pharmaceuticals, Inc.10Q
11/08/201734 EXHIBIT INDEX!Incorporated by Reference
Exhibit Exhibit Description Schedule/ File Number Exhibit
Filing Date
No.
Form
31.1*6.Certification of the Company?s Chief Executive
.
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%Paratek Pharmaceuticals, Inc.10Q
11/08/201735 36 SIGNATURES%Paratek Pharmaceuticals, Inc.
By:
/s/ Michael F. BighamMichael F. Bigham,$Chairman and Chief Executive Officer
%
(Principal Executive Officer)By:/s/ Douglas W. Pag?nDouglas W. Pag?nChief Financial Officer4,(Principal Financial and Accounting Officer)$____________________________1)Created by Morningstar Document Research.0(http://documentresearch.morningstar.com/4q}qe<0w6h=PF0*8X>
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%Paratek Pharmaceuticals, Inc.10Q
11/08/2017<4[Remainder of this page is intentionally left blank]
Sincerely,
%Paratek Pharmaceuticals, Inc.
/s/ Jeffrey Stein0(Jeffrey Stein, Director on behalf of the
Board Accepted:/s/ Michael F. BighamMichael F. BighamAugust 4, 2017Date$____________________________1)Created by Morningstar Document Research.0(http://documentresearch.morningstar.com/>0eYMA5p[O.=PF0*8X>
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%Paratek Pharmaceuticals, Inc.10Q
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0(I have read, understand, and Accept this5agreement and have been given the opportunity(Signature)5
to Review it with independent legal counsel .
By:(Signature)Title:
Date:
Date:Address:8075 Park Plaza, 4 th Floor, Boston, Massachusetts~
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%Paratek Pharmaceuticals, Inc.10Q
11/08/2017Prior InventionsTO:%Paratek Pharmaceuticals, Inc.
FROM:
DATE:
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%Paratek Pharmaceuticals, Inc.10Q
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Sincerely,
%Paratek Pharmaceuticals, Inc.
/s/ Michael F. BighamMichael F. Bigham1)Chairman of the Board and Chief ExecutiveOfficer Accepted:/s/ William M. HaskelWilliam M. HaskelAugust 4, 2017Date$____________________________1)Created by Morningstar Document Research.0(http://documentresearch.morningstar.com/@JDeYMA5kXL7+
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%Paratek Pharmaceuticals, Inc.10Q
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to Review it with independent legal counsel .
By:(Signature)Title:
Date:
Date:Address:8075 Park Plaza, 4 th Floor, Boston, Massachusetts~
!$____________________________1)Created by Morningstar Document Research.0(http://documentresearch.morningstar.com/66*1xE=PF0*8X>
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Stock options16 Restricted Stock Units13 Longterm DebtLeases!Research and Development Expens!Comparison of the three months !Comparison of the nine months e!Liquidity and Capital Resources34 EXHIBIT INDEX34 EXHIBIT INDEX (1)35 36 SIGNATURES!Remainder of this page is inten!138 Entire Agreement The obligaPrior Inventions!2Due to a prior confidentiality!Remainder of this page is i (1)!138 Entire Agreement The ob (1)!2Due to a prior confidentia (1)!Remainder of this page is i (2)!138 Entire Agreement The ob (2)Prior Inventions (2)!2Due to a prior confidentia (2)!Remainder of this page is i (3)!138 Entire Agreement The ob (3)Prior Inventions (3)!2Due to a prior confidentia (3)!Remainder of this page is i (4)!138 Entire Agreement The ob (4)Prior Inventions (4)!2Due to a prior confidentia (4)!SECTION 302 OF THE SARBANESOXLE!SECTION 302 OF THE SARBANES (1)!SECTION 906 OF THE SARBANESOXLE!SECTION 906 OF THE SARBANES (1)U }y
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%Paratek Pharmaceuticals, Inc.10Q
11/08/2017Prior InventionsTO:%Paratek Pharmaceuticals, Inc.
FROM:
DATE:
SUBJECT:Prior Inventions$____________________________1)Created by Morningstar Document Research.0(http://documentresearch.morningstar.com/,}qe!c'=PF0*8X>
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%Paratek Pharmaceuticals, Inc.10Q
11/08/2017<4[Remainder of this page is intentionally left blank]
Sincerely, %
Paratek Pharmaceuticals, Inc.
/s/ Michael F. Bigham
Michael F. Bigham
1)Chairman of the Board and Chief ExecutiveOfficer Accepted:/s/ Evan Loh, M.D.Evan Loh, M.D.August 4, 2017Date$____________________________1)Created by Morningstar Document Research.0(http://documentresearch.morningstar.com/>0eYMAQwSmaU=PF0*8X>
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Stock options16 Restricted Stock Units13 Longterm DebtLeases!Research and Development Expens!Comparison of the three months !Comparison of the nine months e!Liquidity and Capital Resources34 EXHIBIT INDEX34 EXHIBIT INDEX (1)35 36 SIGNATURES!Remainder of this page is inten!138 Entire Agreement The obligaPrior Inventions!2Due to a prior confidentiality!Remainder of this page is i (1)!138 Entire Agreement The ob (1)Prior Inventions (1)!2Due to a prior confidentia (1)!Remainder of this page is i (2)Prior Inventions (2)!2Due to a prior confidentia (2)!Remainder of this page is i (3)!138 Entire Agreement The ob (3)Prior Inventions (3)!2Due to a prior confidentia (3)!Remainder of this page is i (4)!138 Entire Agreement The ob (4)Prior Inventions (4)!2Due to a prior confidentia (4)!SECTION 302 OF THE SARBANESOXLE!SECTION 302 OF THE SARBANES (1)!SECTION 906 OF THE SARBANESOXLE!SECTION 906 OF THE SARBANES (1)U }$ }}$ }}$ }
%Paratek Pharmaceuticals, Inc.10Q
11/08/2017kc13.8 Entire Agreement. The obligations pursuant to Sections 1 and 2 (except Subsection 2.6) of this :%Paratek Pharmaceuticals, Inc. Name Accepted and agreed:
0(I have read, understand, and Accept this(Signature)5
agreement and have been given the opportunity5to Review it with independent legal counsel .By:Title:(Signature)
Date:
Date:3+Address: 75 Park Plaza, 4 th Floor, Boston,Massachusetts 02116$____________________________1)Created by Morningstar Document Research.0(http://documentresearch.morningstar.com/:6*L\Zm=PF0*8X>
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%Paratek Pharmaceuticals, Inc.10Q
11/08/2017Prior InventionsTO:%Paratek Pharmaceuticals, Inc.
FROM:
DATE:
$____________________________1)Created by Morningstar Document Research.0(http://documentresearch.morningstar.com/(T}qeK?3=PF0*8X>
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%Paratek Pharmaceuticals, Inc.10Q
11/08/2017jb2.Due to a prior confidentiality agreement, I cannot complete the disclosure under Section 1 above Invention or Improvement
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%Paratek Pharmaceuticals, Inc.10Q
11/08/2017<4[Remainder of this page is intentionally left blank]
Sincerely,
%Paratek Pharmaceuticals, Inc.
/s/ Michael F. BighamMichael F. Bigham1)Chairman of the Board and Chief ExecutiveOfficer Accepted:/s/ Douglas Pag?n
Douglas Pag?nAugust 4, 2017Date$____________________________1)Created by Morningstar Document Research.0(http://documentresearch.morningstar.com/@BDeYMA5kXL7+=PF0*8X>
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%Paratek Pharmaceuticals, Inc.10Q
11/08/2017kc13.8 Entire Agreement. The obligations pursuant to Sections 1 and 2 (except Subsection 2.6) of this%Paratek Pharmaceuticals, Inc. Name Accepted and agreed:
0(I have read, understand, and Accept this5agreement and have been given the opportunity(Signature)5
to Review it with independent legal counsel .
By:(Signature)Title:
Date:
Date:Address:8075 Park Plaza, 4 th Floor, Boston, Massachusetts~
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%Paratek Pharmaceuticals, Inc.10Q
11/08/2017Prior InventionsTO:%Paratek Pharmaceuticals, Inc.
FROM:
DATE:
SUBJECT:Prior Inventions$____________________________1)Created by Morningstar Document Research.0(http://documentresearch.morningstar.com/,}qe!c'=PF0*8X>
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%Paratek Pharmaceuticals, Inc.10Q
11/08/2017<4[Remainder of this page is intentionally left blank]
Sincerely,
%Paratek Pharmaceuticals, Inc.
/s/ Michael F. BighamMichael F. Bigham1)Chairman of the Board and Chief ExecutiveOfficer Accepted:/s/ Adam WoodrowAdam WoodrowAugust 4, 2017Date$____________________________1)Created by Morningstar Document Research.0(http://documentresearch.morningstar.com/@@DeYMA5kXL7+=PF0*8X>
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%Paratek Pharmaceuticals, Inc.10Q
11/08/2017kc13.8 Entire Agreement. The obligations pursuant to Sections 1 and 2 (except Subsection 2.6) of this%Paratek Pharmaceuticals, Inc. Name Accepted and agreed:
0(I have read, understand, and Accept this5agreement and have been given the opportunity(Signature)5
to Review it with independent legal counsel .
By:(Signature)Title:
Date:
Date:Address:8075 Park Plaza, 4 th Floor, Boston, Massachusetts~
!$____________________________1)Created by Morningstar Document Research.0(http://documentresearch.morningstar.com/66*1xE=PF0*8X>
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%Paratek Pharmaceuticals, Inc.10Q
11/08/2017Prior InventionsTO:%Paratek Pharmaceuticals, Inc.
FROM:
DATE:
SUBJECT:Prior Inventions$____________________________1)Created by Morningstar Document Research.0(http://documentresearch.morningstar.com/,}qe!c'=PF0*8X>
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%Paratek Pharmaceuticals, Inc.10Q
11/08/2017jb2.Due to a prior confidentiality agreement, I cannot complete the disclosure under Section 1 above Invention or Improvement
Party(ies)Relationship ~
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%Paratek Pharmaceuticals, Inc.10Q
11/08/20175SECTION 302 OF THE SARBANESOXLEY ACT OF 2002
/s/ MICHAEL F. BIGHAMMichael F. Bigham
Chief Executive OfficerNovember 7, 2017$____________________________1)Created by Morningstar Document Research.0(http://documentresearch.morningstar.com/,l`TH<0g=PF0*8X>
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%Paratek Pharmaceuticals, Inc.10Q
11/08/20175SECTION 302 OF THE SARBANESOXLEY ACT OF 2002
/s/ DOUGLAS W. PAGANDouglas W. Pag?n
Chief Financial OfficerNovember 7, 2017$____________________________1)Created by Morningstar Document Research.0(http://documentresearch.morningstar.com/,l`TH<0i=PF0*8X>
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%Paratek Pharmaceuticals, Inc.10Q
11/08/20175SECTION 906 OF THE SARBANESOXLEY ACT OF 2002/s/ MICHAEL F. BIGHAM
Michael F. BighamChief Executive Officer
$____________________________1)Created by Morningstar Document Research.0(http://documentresearch.morningstar.com/&"@l`TH'=PF0*8X>
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%Paratek Pharmaceuticals, Inc.10Q
11/08/20175SECTION 906 OF THE SARBANESOXLEY ACT OF 2002/s/ DOUGLAS W. PAG?N
Douglas W. Pag?nChief Financial Officer
$____________________________1)Created by Morningstar Document Research.0(http://documentresearch.morningstar.com/& @l`TH(=PF0*8X>
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